HR How To: Dealing with Attendance Issues

April 26th, 2012 Posted by admin

It’s the morning after Mardi Gras, and Joe calls in sick. You were expecting it—after all, he was sick the Friday before a long weekend, and the Monday after the big game. Joe’s not alone – 2007 research from time and attendance software provider Kronos suggested that approximately 7 million U.S. workers call in “sick” after the Super Bowl each year.

While employees may not realize the consequences of their behavior to the organization, excessive absences have a significant impact on workplace productivity. In a small business, these effects are even more noticeable, because the size of the company means the work can’t always be redistributed among other employees. And no matter the size of the company, morale is affected when coworkers have to pick up the slack of a routinely absent worker. But by dealing with as soon as they arise, managers can control the issue and reduce the negative effects on the business.

Step One: Documentation
Record the employee’s absences to see if any obvious trends or patterns exist. It can be helpful to create a chart to record the days, or use specific colors to annotate a printed monthly calendar. Visually representing the leave will help you identify if a pattern of absences is occurring—and it can also be a reality check for the employee to see his leave documented in that way.

Check if he always calls out on the same days, before or after the weekend, or around major events. Determine how long the pattern has been occurring and see if you can identify the reason. More than one employee’s absences have conveniently coincided with the home games of the local baseball team.

Step Two: Consider the Family Medical Leave Act
Has the employee given you an excuse for his absences? If so, review the reasons to see if they are covered by the Family Medical Leave Act, or FMLA. Occasional sniffles and the common cold don’t qualify—but if your employee is suffering from migraines, he is likely to be entitled to family medical leave. Even if you don’t know the reason, a pattern of absences might indicate that the employee could qualify for intermittent leave. Give him the FMLA certification form for his doctor to complete.

Companies with 50 or more employees—or who have employed 50 or more workers for at least 20 weeks within the current or previous calendar year—are required to provide unpaid, protected leave to eligible staff members. The employee must have been employed for at least 12 months, worked a minimum of 1,250 hours in the previous 12 months, and be located at a worksite where at least 50 other company employees are also employed within a 75-mile radius.

Step Three: Meet with the Employee
Once you’ve prepared the chart and gathered the relevant paperwork, set a time to meet with the employee. Choose a private location and schedule a time when you won’t be interrupted.

  • Conversation Tip Prepare the employee for the meeting by letting him know what you plan to discuss: “Joe, I’d like to meet with you at 3 today, in my office. I have some concerns about your attendance that I need to discuss with you.”

Tell the employee you’ve noticed he’s been absent frequently, and explain the effects his attendance has on the company as a whole.

  • Conversation Tip“Joe, when you’re out, customers notice delays, and your coworkers have to take on the extra work. It makes it difficult for us to get the job done the way we need to.”

Share the chart with him and ask if he, too, notices a pattern to the leave. Ask him if there is an explanation for the pattern of absences. Keep a neutral tone and remain calm, avoiding judgments or accusations.

  • Conversation Tip“As your supervisor, I keep records of your leave requests. I’d like you to take a look at this chart—it seems to me there’s a pattern to your unscheduled absences. Can you tell me why you’ve been absent on so many Monday mornings?”

Listen to the employee’s response and evaluate the situation. Provide him with any relevant paperwork, such as the FMLA certification form, relevant workers compensation papers if he alleges an injury caused on the job, or a referral to the employee assistance program if it’s appropriate and your company uses one.

Step Four: Potential Accommodations
Sometimes the employee will reveal a reason for leave that may be protected by either the FMLA or the Americans with Disabilities Act (ADA). For example, if the employee provides care for a sick or disabled relative and is required to transport them to treatment on Wednesday mornings. The treatment center doesn’t open until 8:00 a.m.— the time the employee is due to start work. As a result, the employee is late or calls in every Wednesday. A situation like this can be easily accommodated in most workplaces by adjusting his start time to 8:15 or 8:30. However, in certain cases—perhaps where the worker is the only employee, required to open the doors for business at 8:00—an unreasonable hardship might occur. Carefully evaluate all possible options for accommodation on a case-by-case basis.

  • Conversation Tip“I want to work with you to resolve this problem. What suggestions do you have for making sure the issue doesn’t continue? Is there anything we can do to help you achieve it?”

Step Five: Requiring Improvement
If the employee does not provide a justified or protected reason for his attendance problems, inform him of the consequences of continued absenteeism. Make sure he realizes that continued excessive or undocumented absences could lead to disciplinary action, and even cost him his job. Consider requiring the worker to produce a doctor’s note for each unscheduled absence from the workplace, otherwise he will be considered absent without leave. Put this requirement in writing, or include it in a performance improvement plan*, with other documented expectations for improvement, such as calling in to speak to a live person, and reducing the number of unscheduled absences. Review the plan periodically—at 30, 60 and 90 days—to determine if the employee’s attendance has improved. This isn’t a permanent solution—once a sustained improvement has been observed, you can remove the verification requirement or graduate the employee from the performance plan.

  • Conversation Tip“From now on, I’m instructing you to bring a doctor’s note every time you call out sick. We’ll meet again in 30 days to review your progress and I’ll let you know then if this requirement will continue.”

Step Six: Disciplinary Action
If you’ve ruled out FMLA and ADA, and the employee still fails to improve, despite counseling, performance improvement plans and any accommodations you provide, it’s time to take further disciplinary action, up to and including dismissal from employment. If you discover the employee was dishonest about his leave, this is also a reason for discipline.

Things to Consider:

  • Make sure your company has a strong sick leave policy, emphasizing that verification may be required.
  • Check that employees are aware of the call-in requirements.
  • Lead by example. You can’t expect your employees to adhere to a strict attendance policy if you continually flout it yourself.

Don’t discipline an employee with an attendance problem by suspending him—it’s not usually an effective resolution to the problem.

Note: With business management in mind, we understand that our readers not only need compliance topic blogs, but office communications as well. This entry was previously published on our Newsletter. This is just one of the many benefits we offer to our Compliance Management Service members. Learn more here: http://www.laborlawcenter.com/c-211-compliance-management-services.aspx

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www.HumanResourceBlog.com has a goal to build a community strictly for HR professionals all across the states to be able to post and receive answers from actual professionals in the same situation or have the knowledge to possibly guide you to answer.  State laws vary from state to state.  If your organization operates in multi-states, this is the place for you.  www.HumanResourceBlog.com does not limit the answer to any particular state or topic.  It does not have boundaries and/or limitations in the state the question is deriving from.  If you are seeking an answer to your HR question, www.HumanResourceblog.com will be the solution!

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Wisconsin Workers With Disabilities

May 13th, 2007 Posted by Amelia

Take a longstanding association of human resources professionals. Add a federal agency created in the 21st century specifically to help disabled employees.

You now have a team capable of producing more resources for the disabled worker than ever before.

Wisconsin workers with disabilities will be among those benefiting from the alliance. The Wisconsin Department of Labor has an extensive history of providing workers with disabilities a wide range of services. The new linkup will bring to bear a team working nationwide on behalf of the disabled worker.

On the private side of the equation is SHRM – the Society of Human Resource Managers. On the public side is ODEP – the US Office of Disability Policy.

The predicted outcome of this national venture is more recruiting, training, outreach, information and help for the target population. ODEP maintains that even though opportunities for the disabled have shown an improvement recently, there is still a long way to go. The economy has yet to benefit fully from their talents. Most important is a predicted opening of further lines of communication between the federal government agencies involved, and industry as a whole.

The relationship has always been there, said Assistant Secretary for Labor Roy Grizzard. It is just that in the past, it has been informal. He said both sides should benefit. SHRM will get the resources that ODEP “brings to the table,” while ODEP gets formal access to the talents of the human resource managers.

This is the first such agency-association team effort of its kind. ODEP is a relatively new agency, formed in 2001 as a breakaway from the US Department of Labor. It establishes policy and spots the resources necessary to the disabled employee. SHRM, founded in 1948, has 205,000 members. It is found in more than 100 nations around the world. It has 550 chapters.

Wisconsin Governor�s Human Resources Awards

January 25th, 2007 Posted by Amelia

A number of Wisconsin companies have received recognition for outstanding performance by Wisconsin Governor Jim Doyle. The annual Wisconsin Forward Awards were created in 1997 by the Governor’s Council on Workforce Investment. They encourage and reward companies that advance the competitive position of Wisconsin’s world-class organizations in the international marketplace.

Non-profit organizations recognized for excellence this year include The American Society for Quality in Milwaukee, the Bay Area Medical Center in Marinette, The Community Memorial Hospital in Menomonee Falls, The National Council on Crime and Delinquency in Madison, The Northcentral Technical College in Wausau, ProHealth Care in Waukesha, Red Cedar Medical Center (or the Mayo Health System) in Menominee, St. Michael’s Hospital in Stevens Point, St. Clare Hospital in Baraboo and St. Clare Meadows Care Center in Baraboo.

”These award winners demonstrate that an organization’s ongoing commitment to excellence can have long-term effects and lead to major gains in financial performance, patient care and safety, customer satisfaction and retention, and employee performance and involvement,” said Wisconsin Department of Workforce Development Secretary Roberta Gassman.

Part of the purpose of the Wisconsin Governor’s human resources awards is to enhance learning, continual improvement and outstanding enterprise performance in the international marketplace. The awards promote excellence in human resources, and organizational management. They also publicize successful performance and excellent management strategies. All types and sizes of Wisconsin organizations are eligible to apply including manufacturers, service companies, and small business. Applicants from the public sector include health care organizations, educational institutions, and non-profit organizations including associations, government entities and charities.

The not-for-profit organization receives financial support from the Wisconsin Department of Workforce Development as well as other organizations across the state. All 16 applicants were rigorously evaluated by an independent Board of Examiners in seven areas including Human resource focus; Leadership; Strategic planning; Customer and market focus; Measurement, analysis, and knowledge management; Process management and Results. This prestigious award has only been given 6 times in 10 years.

Wisconsin Human Resources Award

January 18th, 2007 Posted by Amelia

Sixteen Wisconsin companies recently competed for a highly coveted award for excellence in human resources, customer service, leadership and strategic planning. Four of the companies earned the prestigious Wisconsin Forward Governor’s Award for Excellence, which will be presented in Madison on February 7, 2007.

This year’s Wisconsin human resources award winners include Meriter Hospital in Madison. The hospital is a 448-bed non-sectarian teaching hospital providing inpatient and outpatient care to the people of south central Wisconsin. Care is delivered through three key service lines: medicine, surgery, and emergency services and two specialty centers for cardiac care and women’s health.

”These award winners demonstrate that an organization’s ongoing commitment to excellence can have long-term effects and lead to major gains in financial performance, patient care and safety, customer satisfaction and retention, and employee performance and involvement,” said Wisconsin Department of Workforce Development Secretary Roberta Gassman.

In announcing the awards, Secretary Gassman praised the recipients, noting that these organizations “are committed to management excellence, have developed innovative strategies to address health care and business challenges, engage in proactive efforts to build a high-skilled workforce, and have demonstrated outstanding results.

Also earning one of the highly acclaimed Wisconsin human resources awards was Luther Midelfort May Health System of Eau Claire. This is a highly integrated, physician-led multispecialty health care system that serving 123,000 patients at 4 hospitals, 11 clinics and 3 long-term health care facilities spread throughout 7 counties.

All 16 applicants were rigorously evaluated by an independent Board of Examiners in seven areas:

  • Human resource focus
  • Leadership
  • Strategic planning
  • Customer and market focus
  • Measurement, analysis, and knowledge management
  • Process management
  • Results

The evaluation process included about 875 hours of review. Eight organizations earned on-site visits to clarify questions and verify information in the applications. Two other companies also received the awards and will be honored at the ceremony in Madison.

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